Form 15c2-11 Filing: In order to have the highest probability of success with the Form 15c2-11 filing, Portage works with client issuers to make this filing as complete, correct, and concise as possible.

DTC Chill Advisory: Portage works with Issuers that have chilled securities in an advisory capacity to assemble the strongest possible case for the DTC to lift the chill.

DTC Eligibility Application: Portage devoted one element of its advisory service towards working with new issuers to gain clearing and settlement efficiencies for their securities.